C3RS — Identifying Safety Risks in Railroad Operations
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Q&A — Protection from discipline
Who receives protection?
- Union employees observing a safety problem or experiencing a close call event and reporting it receive protection from carrier discipline and/or decertification and FRA enforcement.
- Coworkers whose names you mention during your initial phone call to BTS and list on your written report also receive protection.
Are there conditions for receiving protection?
Yes. For an employee to receive protection, the following conditions must be met:
- The employee's action or lack of action was not intended to damage carrier operations, equipment, and/or personnel.
- The employee reports the unsafe condition to BTS within 48 hours of noting it, and BTS accepts the report.
- The employee mails a formal, written close call report to BTS within three calendar days after the phone call.
- The employee's carrier has an active IMOU with FRA.
- The employee violates a law, regulation, or operating rule under a direct order from a supervisor.
When are reporting employees not protected?
Although the information reported remains confidential, generally the employee is not protected from carrier discipline and/or decertification or FRA enforcement under the following conditions:
- The action or lack of action was intended to damage carrier operations or equipment, to injure other employees, or to place others in danger.
- The event resulted in a railroad accident or incident over the FRA reporting threshold.
- The event involved a criminal offense, falsified information, hazmat release, or alcohol or controlled substances (Rule G).
- The event was observed in real time and reported to the carrier or was observed as part of operating practices testing.
- The carrier or FRA identified the event before or at the same time that the employee filed a close call report.
- The employee is not covered under the carrier's IMOU.
Find out more about these restrictions from the C3RS Waiver (Appendix A of your site IMOU or 49 CFR 240.117, paragraph e, 1-4; 49 CFR 240.305; paragraph a, 1-4 and 6 excluding supervisors, as indicated; and 49 CFR 240.307.
Can the company punish me in retrospect?
No. Employees who file an accepted close call report are protected from the retrospective discovery of operating practice violations involving the reported event.
Are managers eligible to receive protection from discipline?
No. Managers do not receive protection from discipline if they report a close call and it is discovered by the carrier or FRA.
When do carriers receive protection?
The carrier receives protection from FRA enforcement activities if the employee reporting the close call receives protection.
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To initiate a close call report, call C3RS at (866) 683-9265 or (888) LOV-C3RS
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